Futures trading platform located in Chicago looking to bring on a new “Chief Compliance Officer” to join their team. This role is in a hybrid schedule (3 days per week).Responsibilities:• Monitoring and interpreting regulatory requirements from relevant authorities such as the Commodity Futures Trading Commission (CFTC), National Futures Association (NFA), and other regulatory bodies• Developing and maintaining policies and procedures to ensure compliance with applicable laws, rules, and regulations• Conducting regular compliance reviews and assessments to identify potential areas of non-compliance and implement corrective actions as necessary• Assessing and mitigating compliance risks associated with the company’s operations, products, and services• Developing risk-based compliance monitoring programs to identify, assess, and address potential compliance risks• Providing guidance on compliance-related risks to senior management and the other Senior Executives• Serve as the primary point of contact for regulatory agencies and provide guidance to senior management on compliance matters• Investigate and respond to regulatory inquiries, preparation for NFA exams, satisfying annual NFA requirements and management of internal audits• Manage the review and approval processes for promotional material, sales solicitation, new accounts, trading activity, and customer complaints• Advise the Futures business, with a particular focus on Compliance responsibilities as a non-Clearing FCM• Identify regulatory trends and developments, advise the business on how such trends and developments may impact their current activities, and work with the business to implement any required changes to current policy or practices• Research, interpret and advise the firm regarding compliance with laws, regulations, and guidance applicable to non-clearing futures commission merchants
...Job Summary: We are seeking a skilled and passionate Historic Preservation Architect to join our team. The ideal candidate will have a strong foundation in architectural design and team leadership with specialized experience in historic preservation, adaptive reuse, and...
...Class A Driver OpportunitySA Recycling has an opening for an experienced Class A driver. Our drivers will operate both tractor trailers and straight trucks hauling 53-foot vans and containers, roll on/off containers, lugger boxes, high and low side-boxes, and flatbeds....
...STO Building Group is seeking a Superintendent to oversee daily site operations on nationwide projects. The role involves scheduling, procurement... ...enforce safety and quality standards across multiple sites, traveling as required to support projects across the country.#J-18808-...
...careers by learning from the world and each other.POSITION TITLELead Data EngineerThis role is not eligible for employment visa... ...end-to-endtoend data architecture, data governance, and data engineering from source systems to data consumersis seeking a Lead Data Engineer...
...Description CLEVELAND STATE COMMUNITY COLLEGE is accepting applications for the following position: Adjunct Faculty Pool - Sociology Instructors provide quality instruction for student learning and maintain a positive learning environment in the class. The major...